Shuai (SFC:AOH868) Wang
王帥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuai (SFC:AOH868) Wang (王帥), a licensed former licensee with CE reference AOH868. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-10-09 | 2025-10-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-15 | 2025-10-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-01-14 | 2023-02-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-24 | 2020-01-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-08-29 | 2015-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-08-29 | 2015-06-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-17 | 2011-07-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-12-18 | 2007-05-19 |