Ho Ming (SFC:AOE594) Cheung
張可明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ming (SFC:AOE594) Cheung (張可明), CE reference AOE594. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-15 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-07-15 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-07-15 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-21 | 2024-07-15 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-21 | 2021-07-20 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-29 | 2024-07-15 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-29 | 2024-07-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-20 | 2011-05-23 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-17 | 2011-03-19 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-17 | 2011-03-19 |