Pui Sze Lai
黎沛思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Sze Lai (黎沛思), a licensed Representative with CE reference AOB004. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 19.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-22 | present |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-29 | 2009-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Sze Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.