Pui Sze Lai
黎沛思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Sze Lai (黎沛思), CE reference AOB004. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-22 | present |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-29 | 2009-07-10 |