Raymond Shu Kwan Lee
李樹群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Shu Kwan Lee (李樹群), a licensed former licensee with CE reference AFV511. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-11-30 | 2014-05-21 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-18 | 2014-05-21 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-18 | 2011-11-30 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
RO | Type 4 — Advising on securities | 2005-05-18 | 2010-09-30 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-10 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 |
RO | Type 9 — Asset management | present | 2003-06-10 |