Kwok Wah Chu
朱國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah Chu (朱國華), a licensed former licensee with CE reference ANW441. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-14 | 2024-02-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-02 | 2024-02-23 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-25 | 2006-12-18 |