Chieh-Hsin Liu
劉潔心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chieh-Hsin Liu (劉潔心), a licensed former licensee with CE reference ANU776. This person has 6.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-02-16 | 2023-06-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-02-16 | 2023-06-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-05 | 2023-06-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-05 | 2023-02-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-01-05 | 2023-02-16 |
| Manulife General Account Investments (HK) Limited | Rep | Type 1 - Dealing in securities | 2021-06-24 | 2022-12-31 |
| Manulife General Account Investments (HK) Limited | Rep | Type 4 - Advising on securities | 2021-06-24 | 2022-12-31 |
| Manulife General Account Investments (HK) Limited | Rep | Type 9 - Asset management | 2021-06-24 | 2022-12-31 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-28 | 2011-06-16 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-28 | 2011-06-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-05 | 2010-11-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-29 | 2007-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chieh-Hsin Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.