Chieh-Hsin Liu
劉潔心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chieh-Hsin Liu (劉潔心), a licensed former licensee with CE reference ANU776. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-02-16 | 2023-06-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2023-02-16 | 2023-06-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-05 | 2023-06-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-05 | 2023-02-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-01-05 | 2023-02-16 |
| Manulife General Account Investments (HK) Limited | Rep | Type 1 — Dealing in securities | 2021-06-24 | 2022-12-31 |
| Manulife General Account Investments (HK) Limited | Rep | Type 4 — Advising on securities | 2021-06-24 | 2022-12-31 |
| Manulife General Account Investments (HK) Limited | Rep | Type 9 — Asset management | 2021-06-24 | 2022-12-31 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-28 | 2011-06-16 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-28 | 2011-06-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-09-05 | 2010-11-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-29 | 2007-07-19 |