Hisanori Koto
古東久典
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hisanori Koto (古東久典), a licensed former licensee with CE reference ANS125. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-09-23 | 2022-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-09-23 | 2022-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-09-23 | 2022-09-30 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-07-14 | 2019-05-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-07-14 | 2018-12-19 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2015-07-14 | 2019-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-05-22 | 2015-07-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-05-22 | 2015-07-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2012-05-22 | 2015-07-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-08-04 | 2012-02-17 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-04 | 2012-02-17 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-04 | 2012-02-17 |