Kam Ming Li
李錦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Ming Li (李錦明), a licensed former licensee with CE reference ANR915. This person has 15.2 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2022-04-26 | 2023-04-26 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-16 | 2022-04-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-18 | 2020-12-02 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-22 | 2018-05-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-17 | 2018-05-04 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-07 | 2018-05-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-13 | 2018-05-04 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-18 | 2013-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Ming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.