Alfred Sau Fung Yeung
楊秀峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Sau Fung Yeung (楊秀峰), a licensed former licensee with CE reference ACP528. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-30 | 2023-09-29 |
| Ewarton Securities Limited 穎翔證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-11-22 | 2012-03-30 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-11-22 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-17 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-17 |