Anna-Mae Mei Jong Koo
顧曉楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna-Mae Mei Jong Koo (顧曉楠), a licensed former licensee with CE reference ANR847. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-30 | 2010-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-07 | 2010-03-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-09-07 | 2010-03-31 |
| Citigroup Property Investors Asia Limited | Rep | Type 4 — Advising on securities | 2008-09-01 | 2009-09-01 |
| Citigroup Property Investors Asia Limited | Rep | Type 9 — Asset management | 2008-09-01 | 2009-09-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-02 | 2007-09-27 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-02 | 2007-09-27 |