Kuen Kei So
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuen Kei So (蘇權機), a licensed Responsible Officer with CE reference ANR645. Currently licensed at 2 firm(s): Gong Ping Securities Limited, Gong Ping Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 17.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gong Ping Securities Limited 公平證券有限公司 |
RO | Type 4 - Advising on securities | 2024-08-21 | present |
| Gong Ping Securities Limited 公平證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-11 | present |
| Gong Ping Futures Limited 公平期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-11-08 | present |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-28 | 2019-11-11 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-19 | 2019-04-01 |
| Chuenman Securities Limited 川文證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-24 | 2017-06-19 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-22 | 2017-03-25 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-22 | 2017-03-25 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-21 | 2015-09-01 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-21 | 2015-09-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-11 | 2015-04-25 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-25 | 2015-04-25 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-28 | 2008-10-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-28 | 2008-10-02 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-30 | 2007-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kuen Kei So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.