Bernard Chiaw Wei Lim
林昭維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Chiaw Wei Lim (林昭維), a licensed former licensee with CE reference ANP312. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-27 | 2008-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-11-27 | 2008-08-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-11-27 | 2008-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-11-27 | 2008-08-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-11-27 | 2008-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-11-27 | 2008-08-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-28 | 2006-10-20 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-06-28 | 2006-10-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-28 | 2006-10-20 |