Monica Hui Ying Lee
李煦盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monica Hui Ying Lee (李煦盈), CE reference ANL094. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-30 | 2024-10-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-22 | 2019-10-19 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-22 | 2019-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2011-07-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-29 | 2011-07-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-05-29 | 2011-07-01 |