Wai Cheung Shum
沈懷翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Cheung Shum (沈懷翔), a licensed Representative with CE reference AAH982. Currently licensed at 1 firm(s): Henik Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-01 | present |
| Wah Thai Securities Limited 華泰證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-07-31 |
| Wah Thai Securities Limited 華泰證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-05 |
| Wah Thai Securities Limited 華泰證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-05 |
| Wah Thai Securities Limited 華泰證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Cheung Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.