Ying (SFC:ANK771) Xu
徐瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:ANK771) Xu (徐瑩), CE reference ANK771. Currently licensed at 1 firm(s): VS Partners (Hong Kong) Co., Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VS Partners (Hong Kong) Co., Limited 維世資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-03-25 | present |
| VS Partners (Hong Kong) Co., Limited 維世資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-03-25 | present |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
RO | Type 9 — Asset management | 2018-01-23 | 2019-08-30 |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-02-09 | 2019-08-30 |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-06-15 | 2018-01-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2012-03-10 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-03-10 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2012-03-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-30 | 2010-03-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-22 | 2010-03-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-22 | 2010-03-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-25 | 2008-03-11 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-05-25 | 2008-03-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-25 | 2008-03-11 |