Lulu Xu
徐璐璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lulu Xu (徐璐璐), a licensed former licensee with CE reference ANI751. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-01 | 2014-08-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-01 | 2014-08-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-01 | 2014-08-30 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-10 | 2012-05-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-10 | 2012-05-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-05-08 | 2011-08-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-05-08 | 2011-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-05-08 | 2011-08-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-05-08 | 2011-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-05-08 | 2011-08-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-05-08 | 2011-08-26 |