Ki Ling Wong
王琦凌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Ling Wong (王琦凌), a licensed Representative with CE reference ANG605. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-17 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-17 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-17 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2017-06-07 | 2018-04-11 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2017-06-07 | 2018-04-11 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-15 | 2013-07-27 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-15 | 2013-07-27 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2012-06-15 | 2013-07-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-11 | 2010-05-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-11 | 2010-04-12 |