Joseph Man Jo Wong
黃文藻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Man Jo Wong (黃文藻), a licensed former licensee with CE reference ANF134. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-31 | 2013-08-31 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-31 | 2013-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-27 | 2010-04-23 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-27 | 2010-04-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-20 | 2009-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-07 | 2008-08-02 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-06-22 | 2006-11-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2006-06-22 | 2006-11-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-13 | 2006-11-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-13 | 2006-11-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-03-22 | 2006-04-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-03-22 | 2006-04-28 |