Lok Ki Tang
鄧洛琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Ki Tang (鄧洛琪), CE reference ANE747. Currently licensed at 3 firm(s): CES Commodities (HK) Limited , CES Forex (HK) Limited, Everbright Securities Investment Services (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-27 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-09-27 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-28 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-20 | 2006-05-19 |