Wei Hsien Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Hsien Chan, a licensed former licensee with CE reference AND584. This person has 5.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-12-06 | 2012-03-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-12-06 | 2012-03-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-03-01 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-03-01 | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-03-01 | 2010-08-20 |