Kathy Sham Kukreja

CE No. ANB187 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Sham Kukreja (), a licensed former licensee with CE reference ANB187. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2008-04-07 2008-09-29
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2008-04-07 2008-09-29
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities 2008-04-07 2008-09-29
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2008-04-07 2008-09-29
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2006-02-20 2007-05-04

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