Ziyu (SFC:AMZ320) Li
李梓禺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyu (SFC:AMZ320) Li (李梓禺), CE reference AMZ320. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-10-13 | 2023-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-07-02 | 2018-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-02 | 2018-09-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-06-22 | 2015-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-05-18 | 2015-06-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-08-01 | 2013-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-02-06 | 2008-12-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-02-06 | 2008-12-15 |