Charles Andrew Coghlan Bennett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Andrew Coghlan Bennett ( ), a licensed former licensee with CE reference AMY969. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-19 | 2018-03-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-18 | 2018-03-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-24 | 2013-08-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-01-27 | 2007-05-28 |