Timothy Ern Wee
黃恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Ern Wee (黃恩), a licensed former licensee with CE reference AMY443. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-20 | 2013-01-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-11-20 | 2013-01-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2008-10-08 | 2011-03-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-08 | 2011-03-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-23 | 2011-03-22 |