Kazuma Naito
內藤一真
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kazuma Naito (內藤一真), a licensed former licensee with CE reference AMW685. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-04-13 | 2016-06-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2012-04-13 | 2014-09-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2012-04-13 | 2019-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2012-04-13 | 2016-06-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2012-04-13 | 2014-09-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2012-04-13 | 2019-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-05-19 | 2012-04-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-19 | 2012-04-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-05-19 | 2012-04-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2011-05-19 | 2012-04-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 7 — Providing automated trading services | 2009-02-27 | 2010-01-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2008-08-05 | 2011-02-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-08-05 | 2011-02-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-12-30 | 2008-08-05 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-30 | 2008-08-05 |