Yen-Shang Lin
林衍尚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen-Shang Lin (林衍尚), a licensed former licensee with CE reference AMU218. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-06-12 | 2009-02-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2007-06-12 | 2009-02-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-05 | 2007-03-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2005-12-05 | 2007-03-23 |