Mandy Kit Ming Kan
簡潔明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Kit Ming Kan (簡潔明), a licensed former licensee with CE reference AMO608. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-03-20 | 2011-10-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2007-03-20 | 2011-10-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-03-02 | 2011-10-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-03-02 | 2011-10-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-14 | 2007-01-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2005-10-14 | 2007-01-31 |