Pauline Po Shan Look
陸葆珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Po Shan Look (陸葆珊), a licensed former licensee with CE reference AMM445. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-25 | 2019-09-12 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-25 | 2019-09-12 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2018-05-25 | 2019-09-12 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2013-10-29 | 2016-09-18 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2013-10-04 | 2013-10-29 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2012-12-14 | 2013-04-05 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-11-20 | 2012-12-14 |
| Veco Invest (Asia) Limited 瑞士域寶資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2012-03-23 | 2012-06-14 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 9 — Asset management | 2006-04-24 | 2009-04-01 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 1 — Dealing in securities | 2005-09-26 | 2009-04-01 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 4 — Advising on securities | 2005-09-26 | 2009-04-01 |