Pauline Po Shan Look
陸葆珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Po Shan Look (陸葆珊), a licensed former licensee with CE reference AMM445. This person has 8.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-25 | 2019-09-12 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-25 | 2019-09-12 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 - Asset management | 2018-05-25 | 2019-09-12 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 - Asset management | 2013-10-29 | 2016-09-18 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 - Asset management | 2013-10-04 | 2013-10-29 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 - Asset management | 2012-12-14 | 2013-04-05 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-11-20 | 2012-12-14 |
| Veco Invest (Asia) Limited 瑞士域寶資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2012-03-23 | 2012-06-14 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 9 - Asset management | 2006-04-24 | 2009-04-01 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 1 - Dealing in securities | 2005-09-26 | 2009-04-01 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 4 - Advising on securities | 2005-09-26 | 2009-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pauline Po Shan Look during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.