Siu Mui Ng
伍少梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Mui Ng (伍少梅), a licensed former licensee with CE reference AGF542. This person has 8.2 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2009-11-03 | 2011-12-24 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 5 - Advising on futures contracts | 2005-03-09 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 1 - Dealing in securities | 2004-12-23 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-03-27 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 9 - Asset management | Pre-2003 | 2006-03-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Mui Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.