Elton Ngok Yan Chan
陳岳欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elton Ngok Yan Chan (陳岳欣), a licensed former licensee with CE reference AGA656. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-22 | 2025-01-17 |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-22 | 2025-01-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-16 | 2021-01-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-16 | 2021-01-05 |
| HSBC Guyerzeller Far East Limited |
RO | Type 5 — Advising on futures contracts | 2005-11-10 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited |
RO | Type 1 — Dealing in securities | 2004-12-22 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited |
RO | Type 4 — Advising on securities | 2004-08-10 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited |
RO | Type 9 — Asset management | 2004-08-10 | 2009-05-01 |