Wan Yuan Tan
陳婉圓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yuan Tan (陳婉圓), a licensed former licensee with CE reference AMK263. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-27 | 2010-08-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-10-27 | 2010-08-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-31 | 2006-09-11 |