Joyce Ting Yan Lai
黎庭欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Ting Yan Lai (黎庭欣), a licensed former licensee with CE reference AMJ274. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-29 | 2014-08-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-04-29 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-29 | 2014-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-31 | 2011-04-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-16 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-16 | 2011-04-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-08-16 | 2008-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-08-16 | 2008-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-08-16 | 2008-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-16 | 2008-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-16 | 2008-04-01 |