Meng (SFC:AMF257) Li
李猛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Meng (SFC:AMF257) Li (李猛), a licensed former licensee with CE reference AMF257. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-22 | 2018-03-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-30 | 2014-06-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-01-30 | 2014-06-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-11 | 2014-01-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-11 | 2014-01-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-10 | 2011-04-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-10 | 2011-04-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-07 | 2005-09-03 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2005-07-07 | 2005-09-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-07 | 2005-09-03 |