Stephen Andrew Glynn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Andrew Glynn, a licensed former licensee with CE reference ASK162. This person has 12.2 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moore Capital Asia Limited | RO | Type 1 - Dealing in securities | 2016-12-30 | 2021-07-20 |
| Moore Capital Asia Limited | RO | Type 2 - Dealing in futures contracts | 2016-12-30 | 2021-07-20 |
| Moore Capital Asia Limited | RO | Type 9 - Asset management | 2016-12-30 | 2021-07-20 |
| Moore Capital Asia Limited | Rep | Type 9 - Asset management | 2015-09-15 | 2016-12-30 |
| Moore Capital Asia Limited | Rep | Type 1 - Dealing in securities | 2014-06-04 | 2016-12-30 |
| Moore Capital Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-06-04 | 2016-12-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-13 | 2014-03-13 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 - Dealing in futures contracts | 2012-03-13 | 2014-03-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-03-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-01-08 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2010-01-08 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-03 | 2012-03-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2009-02-03 | 2010-12-06 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Andrew Glynn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Nicholas Ritter | Moore Capital Asia Limited | 2015–2021 |
| David Leo Cooper | Moore Capital Asia Limited | 2014–2019 |
| Christian Un Sik Youn | Moore Capital Asia Limited | 2017–2020 |
| Manu Kumar | Moore Capital Asia Limited | 2014–2020 |
| Gaurav Grover | Moore Capital Asia Limited | 2014–2017 |
| Scott Martin Lawin | Moore Capital Asia Limited | 2014–2016 |
| Yifan Tan | Moore Capital Asia Limited | 2018–2020 |
| Paul Hamsoo Kim | Moore Capital Asia Limited | 2014–2017 |
| Samuel Anthony Lun Barclay | Moore Capital Asia Limited | 2019–2020 |
| Arthur Samuel Galt Dickie | Moore Capital Asia Limited | 2014–2016 |
| Abhishek Shantilal Jain | Moore Capital Asia Limited | 2015–2017 |
| Yusuke Saito | Moore Capital Asia Limited | 2014–2015 |
| Terrence Ming Kin Cheng | Moore Capital Asia Limited | 2014–2015 |
| Howard Gar Wai Pang | Moore Capital Asia Limited | 2017 |
| Alexander Verbuch | Moore Capital Asia Limited | 2014 |