Stephen Andrew Glynn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Andrew Glynn ( ), a licensed former licensee with CE reference ASK162. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moore Capital Asia Limited |
RO | Type 1 — Dealing in securities | 2016-12-30 | 2021-07-20 |
| Moore Capital Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2016-12-30 | 2021-07-20 |
| Moore Capital Asia Limited |
RO | Type 9 — Asset management | 2016-12-30 | 2021-07-20 |
| Moore Capital Asia Limited |
Rep | Type 9 — Asset management | 2015-09-15 | 2016-12-30 |
| Moore Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-06-04 | 2016-12-30 |
| Moore Capital Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2014-06-04 | 2016-12-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-13 | 2014-03-13 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 — Dealing in futures contracts | 2012-03-13 | 2014-03-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-03-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-01-08 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-01-08 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-03 | 2012-03-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2009-02-03 | 2010-12-06 |