David Leo Cooper
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Leo Cooper ( ), a licensed former licensee with CE reference BDE598. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moore Capital Asia Limited |
Rep | Type 9 — Asset management | 2015-09-15 | 2019-02-15 |
| Moore Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-05-20 | 2019-02-15 |
| Moore Capital Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2014-05-20 | 2019-02-15 |