Hoi Wai Chan
陳海威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Wai Chan (陳海威), a licensed former licensee with CE reference ALZ804. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | 2008-11-27 | 2015-11-15 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-16 | 2015-11-15 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-10-16 | 2015-11-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-25 | 2006-09-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-25 | 2006-09-30 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-25 | 2006-09-30 |