Wai Ming (SFC:ALT876) Chan
陳偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming (SFC:ALT876) Chan (陳偉明), CE reference ALT876. Currently licensed at 1 firm(s): Cohen & Steers Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | RO | Type 1 — Dealing in securities | 2016-05-20 | present |
| Cohen & Steers Asia Limited | RO | Type 4 — Advising on securities | 2016-05-20 | present |
| Cohen & Steers Asia Limited | Rep | Type 1 — Dealing in securities | 2010-06-23 | 2016-05-20 |
| Cohen & Steers Asia Limited | Rep | Type 4 — Advising on securities | 2010-06-23 | 2016-05-20 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-03-01 | 2005-07-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-03-01 | 2005-07-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-03-01 | 2005-07-27 |