James Kwok-Lun Lo
羅國倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kwok-Lun Lo (羅國倫), a licensed former licensee with CE reference ALQ506. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-23 | 2008-11-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-06-23 | 2008-11-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2006-06-23 | 2008-11-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-18 | 2006-05-18 |