Alex Albin Roitz III

CE No. BHG316 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Albin Roitz III, a licensed former licensee with CE reference BHG316. This person has 6.7 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 1 - Dealing in securities 2016-05-26 2023-01-18
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 4 - Advising on securities 2016-05-26 2023-01-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Albin Roitz III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Joby Sze Lam Ho Janus Henderson Investors Hong Kong Limited 2016–2023
Dusan Zivkovic Janus Henderson Investors Hong Kong Limited 2016–2023
Hugh Frederick Decatur Spencer Janus Henderson Investors Hong Kong Limited 2016–2023
Phillip Brent Gronniger Janus Henderson Investors Hong Kong Limited 2016–2023
Kit Sum Lee Janus Henderson Investors Hong Kong Limited 2016–2022
See Man Fong Janus Henderson Investors Hong Kong Limited 2017–2023
Timothy Alan Gibson Janus Henderson Investors Hong Kong Limited 2017–2023
Richard John Russell Brown Janus Henderson Investors Hong Kong Limited 2017–2023
Richard Stephen Clode Janus Henderson Investors Hong Kong Limited 2017–2023
Cheuk Hei Wong Janus Henderson Investors Hong Kong Limited 2017–2023
Ross Daniel Pienaar Janus Henderson Investors Hong Kong Limited 2016–2021
Stephen Scott Goldman Janus Henderson Investors Hong Kong Limited 2016–2020
Robert Philip Wood Janus Henderson Investors Hong Kong Limited 2018–2023
Scott Patrick Steele Janus Henderson Investors Hong Kong Limited 2018–2022
Spencer W Seto Janus Henderson Investors Hong Kong Limited 2019–2023
Jennifer Elizabeth Nichols Janus Henderson Investors Hong Kong Limited 2019–2023
Myron Samuel Scholes Janus Henderson Investors Hong Kong Limited 2019–2023
Ting Yan Choy Janus Henderson Investors Hong Kong Limited 2017–2021
Siu Chung Law Janus Henderson Investors Hong Kong Limited 2019–2023
Kathy Ka Yuet Chow Janus Henderson Investors Hong Kong Limited 2019–2022
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