Hugh Frederick Decatur Spencer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hugh Frederick Decatur Spencer ( ), a licensed former licensee with CE reference ASY957. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-31 | 2024-07-12 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-31 | 2024-07-12 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-22 | 2011-08-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-02-22 | 2011-08-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-05-18 | 2011-08-23 |