Hugh Frederick Decatur Spencer

CE No. ASY957 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hugh Frederick Decatur Spencer (), a licensed former licensee with CE reference ASY957. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 1 - Dealing in securities 2011-10-31 2024-07-12
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 4 - Advising on securities 2011-10-31 2024-07-12
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
Rep Type 2 - Dealing in futures contracts 2011-02-22 2011-08-23
SG Asset Finance (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2011-02-22 2011-08-23
SG Asset Finance (Hong Kong) Limited Rep Type 1 - Dealing in securities 2009-05-18 2011-08-23

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