Grace Wai Man Tam
譚慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Wai Man Tam (譚慧敏), a licensed former licensee with CE reference ALN365. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-08-24 | 2018-03-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-08-24 | 2018-03-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-08-24 | 2018-03-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-08-24 | 2018-03-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-08-24 | 2018-03-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-08-24 | 2018-03-09 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-20 | 2015-08-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-01-20 | 2015-08-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2005-01-20 | 2015-08-31 |