Ling Zhang
張凌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Zhang (張凌), a licensed Representative with CE reference ALI450. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-08 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-06-08 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2019-01-21 | 2022-02-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2019-01-21 | 2022-02-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2019-01-21 | 2022-02-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2015-05-18 | 2015-08-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2015-05-18 | 2015-08-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2015-05-18 | 2015-08-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-26 | 2015-03-09 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-06-26 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-26 | 2015-03-09 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-10-19 | 2007-04-30 |