Chiranjeet Singh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiranjeet Singh ( ), a licensed former licensee with CE reference ALI017. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-01 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-01 | 2011-11-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-13 | 2011-05-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | 2011-05-25 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-04 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-04 | 2008-09-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2006-02-27 | 2008-02-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2006-02-27 | 2008-02-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-01-04 | 2008-02-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-04 | 2008-02-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-10-06 | 2008-02-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2004-10-06 | 2005-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-10-06 | 2008-02-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2004-10-06 | 2005-12-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 7 - Providing automated trading services | 2004-10-06 | 2005-02-15 |