Kin Man (SFC:ALG202) Chan
陳建文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man (SFC:ALG202) Chan (陳建文), a licensed former licensee with CE reference ALG202. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2022-11-23 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-23 | 2022-11-23 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-03-30 | 2017-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-16 | 2014-05-14 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-04 | 2013-09-02 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-18 | 2006-11-17 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-11-18 | 2006-11-17 |