Pui Kwan (SFC:ALF667) Chan
陳佩君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kwan (SFC:ALF667) Chan (陳佩君), CE reference ALF667. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2014-07-03 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2014-06-23 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2014-06-23 | present |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-17 | 2014-06-08 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 9 — Asset management | 2012-12-17 | 2014-06-08 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-15 | 2014-06-08 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-06-15 | 2014-06-08 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-31 | 2006-05-28 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 — Asset management | 2006-03-31 | 2006-05-28 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-09-13 | 2006-05-28 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2004-09-13 | 2006-05-28 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2004-09-13 | 2006-05-28 |