Chi Wai (SFC:AKX862) Lam
林智偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai (SFC:AKX862) Lam (林智偉), a licensed Responsible Officer with CE reference AKX862. Currently licensed at 1 firm(s): NOMAD HONG KONG MANAGEMENT LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NOMAD HONG KONG MANAGEMENT LIMITED |
RO | Type 4 — Advising on securities | 2026-04-27 | present |
| NOMAD HONG KONG MANAGEMENT LIMITED |
RO | Type 9 — Asset management | 2026-04-27 | present |
| Prestige Global Capital Management Limited 盛譽環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-12-19 | 2025-11-30 |
| Prestige Global Capital Management Limited 盛譽環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-19 | 2025-11-30 |
| Hafoo Futures Limited 哈富期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-03-06 | 2024-04-10 |
| Hafoo Futures Limited 哈富期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-03-06 | 2024-04-10 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 4 — Advising on securities | 2023-12-28 | 2024-04-10 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 7 — Providing automated trading services | 2023-12-28 | 2024-04-10 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-30 | 2023-12-28 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-12 | 2024-04-10 |
| Hafoo Futures Limited 哈富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-03 | 2024-03-06 |
| Hafoo Futures Limited 哈富期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-01-03 | 2024-03-06 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-13 | 2019-03-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-14 | 2017-01-08 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-14 | 2017-01-08 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-08-14 | 2017-01-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-11 | 2012-11-29 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-11 | 2012-11-29 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-06-11 | 2012-11-29 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-01 | 2012-05-28 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-12 | 2012-05-28 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-12 | 2012-05-28 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-04 | 2011-09-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-11 | 2011-09-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-11 | 2011-09-01 |