Joseph Ting Cheung Yip
葉庭彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Ting Cheung Yip (葉庭彰), a licensed Representative with CE reference AKI964. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-04 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-04 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-03-04 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-01-27 | 2020-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-01-27 | 2020-09-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-06-04 | 2013-10-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-20 | 2007-05-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-04-20 | 2007-05-02 |