Geok Hua Tan
陳玉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geok Hua Tan (陳玉華), a licensed former licensee with CE reference AJM691. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-11-19 | 2019-03-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-06-06 | 2009-06-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-26 | 2004-03-31 |