He Yin
尹賀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for He Yin (尹賀), a licensed Representative with CE reference AJM689. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 20.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-22 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-05-20 | 2026-03-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-03 | 2017-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-23 | 2016-11-16 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-25 | 2010-02-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2004-02-25 | 2007-06-16 |