Frank I-J Lee

CE No. AJL237 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank I-J Lee (), a licensed former licensee with CE reference AJL237. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2011-08-08 2019-05-22
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2010-02-08 2010-10-01
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2010-02-08 2010-10-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2004-02-10 2007-11-15

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